RIA-ONLY DOESN'T MEAN RIA ALONE
USPTO Trademark Record · Serial No. 85974364
Trademark details
It was initially claimed by Commonwealth Equity Services, Inc. on 20130701.
That brand applies to the following goods and services:Providing centralized business support for a network of independent investment advisors, namely, centralized account billing, preparation and dissemination of periodic asset-holdings statements, and preparation and dissemination of market reports; providing marketing support for independent investment advisors, by creating and designing web-based and paper-based promotional materials for dissemination by independent investment advisors to their clients and supplying paper-based marketing materia, Investment advisory services; providing investment, financial and financial asset management advice; financial planning and financial consulting services, Providing regulatory compliance support to independent investment advisors, namely, compliance consulting services that assist investment advisors in ensuring that they are operating within federal and state securities and investment advisor-related laws and regulations.
Currently that trademark is represented by trademark attorney(s): Louis J. Franco.
You can learn more about that trademark on the USPTO website: View the USPTO record
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